“Financial Wellness” Educational Series

“Financial Wellness for Executives” – Through working with The 401k Concierge’s Executive Resources, executives gain the foundation to create a comprehensive plan specific to their unique needs – one that takes a strategic look at risk, reward, time horizon, liquidity needs, inter-generation planning, tax issues and other considerations.  Topics include:

Advanced Estate Planning

  • Marital Deduction
  • Irrevocable Life Insurance Trusts (ILITs)
  • Family Limited Partnerships
  • Charitable Remainder Trust
  • Credit Shelter Trust and QTIP Trust

Estate & Succession Planning For Businesses

  • Importance of having a Business Continuation Plan
  • Buy-Sell Agreements
  • Transfers strategies
  • Business Valuation
  • Protecting against the loss of a key employee

Qualified Plans

  • Defined Contribution Plans
  • Defined Benefit Plans
  • Employee Stock Ownership Plan (ESOP)

Fiduciary Standards and Responsibilities

  • What is a fiduciary?
  • Procedural prudence
    • analyze current position
    • diversify - allocate portfolio
    • formalize investment policy
    • implement investment policy
    • monitor and supervise